James R. Fitterling - Feb 3, 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
Chairman and CEO, Director
Signature
/s/ James R Fitterling
Issuer symbol
DOW
Transactions as of
Feb 3, 2023
Transactions value $
-$41,138
Form type
4
Date filed
2/7/2023, 04:20 PM
Previous filing
Jan 27, 2023
Next filing
Feb 13, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $520K +11K +11.11% $47.31 110K Feb 3, 2023 Direct
transaction DOW Common Stock Disposed to Issuer -$561K -9.38K -8.53% $59.85 101K Feb 3, 2023 Direct F1
holding DOW Common Stock 236K Feb 3, 2023 By Trust F2
holding DOW Common Stock 1.28K Feb 3, 2023 By 401(k) Plan
holding DOW Common Stock 2.32K Feb 3, 2023 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -11K -100% $0.00* 0 Feb 3, 2023 Common Stock 11K $47.31 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 Includes 180 shares to correct an administrative error in the number of shares reported as a gift on the Reporting Person's Form 4 filed March 4, 2022.
F3 This option is fully vested and exercisable.