James R. Fitterling - Feb 10, 2022 Form 4 Insider Report for DOW INC. (DOW)

Role: Chairman and CEO, Director
Signature: /s/ James R Fitterling
Stock symbol: DOW
Transactions as of: Feb 10, 2022
Transactions value $: -$549,260
Form type: 4
Date filed: 2/14/2022, 06:08 PM
Previous filing: Dec 7, 2021
Next filing: Mar 4, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DOW	Common Stock	Award	$0	+33K	+34.33%	$0.00	129K	Feb 10, 2022	Direct	F1
transaction	DOW	Common Stock	Disposed to Issuer	-$549K	-8.99K	-6.97%	$61.09	120K	Feb 11, 2022	Direct	F2
holding	DOW	Common Stock						232K	Feb 10, 2022	By Trust
holding	DOW	Common Stock						1.06K	Feb 10, 2022	By 401(k) Plan
holding	DOW	Common Stock						2.14K	Feb 10, 2022	By 401(k) Plan ESOP

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DOW	Non-Qualified Stock Option (Right to Buy)	Award	$0	+242K		$0.00	242K	Feb 10, 2022	Common Stock	242K	$60.95	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment.
F2	Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F3	This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes.