James R. Fitterling - Feb 10, 2022 Form 4 Insider Report for DOW INC. (DOW)

Role
Chairman and CEO, Director
Signature
/s/ James R Fitterling
Stock symbol
DOW
Transactions as of
Feb 10, 2022
Transactions value $
-$549,260
Form type
4
Date filed
2/14/2022, 06:08 PM
Previous filing
Dec 7, 2021
Next filing
Mar 4, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +33K +34.33% $0.00 129K Feb 10, 2022 Direct F1
transaction DOW Common Stock Disposed to Issuer -$549K -8.99K -6.97% $61.09 120K Feb 11, 2022 Direct F2
holding DOW Common Stock 232K Feb 10, 2022 By Trust
holding DOW Common Stock 1.06K Feb 10, 2022 By 401(k) Plan
holding DOW Common Stock 2.14K Feb 10, 2022 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +242K $0.00 242K Feb 10, 2022 Common Stock 242K $60.95 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment.
F2 Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F3 This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes.