James R. Fitterling - Dec 3, 2021 Form 4 Insider Report for DOW INC. (DOW)

Role
Chairman and CEO, Director
Signature
/s/ James R Fitterling
Stock symbol
DOW
Transactions as of
Dec 3, 2021
Transactions value $
-$58,218
Form type
4
Date filed
12/7/2021, 04:06 PM
Previous filing
Nov 2, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Disposed to Issuer -$58.2K -1.1K -1.13% $53.07 96.1K Dec 3, 2021 Direct F1, F2
holding DOW Common Stock 232K Dec 3, 2021 By Trust
holding DOW Common Stock 1.02K Dec 3, 2021 By 401(k) Plan
holding DOW Common Stock 2.14K Dec 3, 2021 By 401(k) Plan ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.
F2 Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021.