Daniel Stanley Perotti - 14 Feb 2026 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Financial Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Perotti
Issuer symbol
PFSI
Transactions as of
14 Feb 2026
Net transactions value
-$330,961
Form type
4
Filing time
18 Feb 2026, 19:34:54 UTC
Previous filing
17 Feb 2026
Next filing
24 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Perotti Daniel Stanley Chief Financial Officer C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE /s/ Derek W. Stark, attorney-in-fact for Mr. Perotti 18 Feb 2026 0001591994

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability $58,058 -631 -4.1% $92.01 14,798 14 Feb 2026 Direct F1
transaction PFSI Common Stock Disposed to Issuer $0 -71 -0.48% $0.000000 14,727 14 Feb 2026 Direct F2, F3
transaction PFSI Common Stock Sale $272,902 -2,925 -1.4% $93.30 213,550 17 Feb 2026 The Perotti Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Deferred Unit Award $0 +71 $0.000000 71 14 Feb 2026 Common Stock 71 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 Upon the partial vesting of restricted stock units granted to the Reporting Person February 14, 2025, the Reporting Person deferred the receipt of 71 shares of Common Stock and received instead 71 shares of Deferred Units pursuant to the Company's Executive Deferred Compensation Plan. As a result, the Reporting Person is reporting the disposition of 71 shares of Common Stock in exchange for an equal number of shares of Deferred Units.
F3 The reported amount consists of 13,792 restricted stock units and 935 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F4 Each share of Deferred Units represents a right to receive one share of Common Stock.
F5 The Deferred Units become payable upon the Reporting Person's termination of employment with the Company.