| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Jones Doug | Director, President & CMBO, Director | C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE | /s/ Derek W. Stark, attorney-in-fact for Mr. Jones | 28 Nov 2025 | 0001544302 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Gift | $0 | -20,000 | -4.7% | $0.000000 | 410,000 | 26 Nov 2025 | GR Family Investments LLC | F1 |
| holding | PFSI | Common Stock | 15,337 | 26 Nov 2025 | The Jones Family Trust | ||||||
| holding | PFSI | Common Stock | 19,056 | 26 Nov 2025 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Represents a bona fide gift of shares to a charitable organization. |
| F2 | The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting. |