| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Jones Doug | Director, President & CMBO, Director | C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE | /s/ Derek W. Stark, attorney-in-fact for Mr. Jones | 26 Nov 2025 | 0001544302 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Sale | $981,798 | -7,421 | -1.6% | $132.30 | 442,579 | 25 Nov 2025 | GR Family Investments LLC | F1 |
| transaction | PFSI | Common Stock | Sale | $1,670,743 | -12,579 | -2.8% | $132.82 | 430,000 | 25 Nov 2025 | GR Family Investments LLC | F2 |
| holding | PFSI | Common Stock | 15,337 | 25 Nov 2025 | The Jones Family Trust | ||||||
| holding | PFSI | Common Stock | 19,056 | 25 Nov 2025 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price reported is the weighted average price of multiple transactions ranging from $131.605 to $132.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| F2 | The price reported is the weighted average price of multiple transactions ranging from $132.605 to $133.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| F3 | The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting. |