Brian M. Isern - Aug 12, 2022 Form 4 Insider Report for Tricida, Inc. (TCDA)

Role: possible member of 10% group, 10%+ Owner
Signature: /s/ Brian M. Isern
Stock symbol: TCDA
Transactions as of: Aug 12, 2022
Transactions value $: -$3,846,641
Form type: 4
Date filed: 8/16/2022, 08:02 PM
Previous filing: Apr 28, 2022
Next filing: Oct 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TCDA	Common Stock	Sale	-$435K	-32.2K	-4.18%	$13.50^*	738K	Aug 12, 2022	Sibling Capital Fund II-A L.P.	F1, F4, F9
transaction	TCDA	Common Stock	Sale	-$1.51M	-112K	-4.06%	$13.50^*	2.64M	Aug 12, 2022	Sibling Capital Fund II-B L.P.	F1, F5, F9
transaction	TCDA	Common Stock	Sale	-$957K	-70.9K	-3.95%	$13.50^*	1.72M	Aug 12, 2022	Sibling Capital Fund II-C L.P	F1, F6, F9
transaction	TCDA	Common Stock	Sale	-$75.2K	-5.6K	-0.76%	$13.42^*	733K	Aug 15, 2022	Sibling Capital Fund II-A L.P.	F2, F4, F9
transaction	TCDA	Common Stock	Sale	-$261K	-19.4K	-0.74%	$13.42^*	2.62M	Aug 15, 2022	Sibling Capital Fund II-B L.P	F2, F5, F9
transaction	TCDA	Common Stock	Sale	-$165K	-12.3K	-0.71%	$13.42^*	1.71M	Aug 15, 2022	Sibling Capital Fund II-C L.P.	F2, F6, F9
transaction	TCDA	Common Stock	Sale	-$66.9K	-4.92K	-0.67%	$13.59^*	728K	Aug 16, 2022	Sibling Capital Fund II-A L.P.	F3, F4, F9
transaction	TCDA	Common Stock	Sale	-$232K	-17.1K	-0.65%	$13.59^*	2.6M	Aug 16, 2022	Sibling Capital Fund II-B L.P.	F3, F5, F9
transaction	TCDA	Common Stock	Sale	-$147K	-10.8K	-0.63%	$13.59^*	1.7M	Aug 16, 2022	Sibling Capital Fund II-C L.P.	F3, F6, F9
holding	TCDA	Common Stock						599K	Aug 12, 2022	Sibling Capital Fund II-D L.P.	F7, F9
holding	TCDA	Common Stock						463K	Aug 12, 2022	Sibling Insiders Fund II L.P.	F8, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.29 to $13.63, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.75, inclusive.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.44 to $13.74, inclusive.
F4	The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As sole manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F5	The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As sole manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F6	The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As sole manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F7	The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As sole manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F8	The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As sole manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F9	For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.