Brian M. Isern - Apr 26, 2022 Form 4 Insider Report for Tricida, Inc. (TCDA)

Role: possible member of 10% group, 10%+ Owner
Signature: /s/ Brian M. Isern
Stock symbol: TCDA
Transactions as of: Apr 26, 2022
Transactions value $: -$502,132
Form type: 4
Date filed: 4/28/2022, 09:49 PM
Next filing: Aug 16, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TCDA	Common Stock	Sale	-$1.3K	-109	-0.01%	$11.90^*	777K	Apr 26, 2022	By Sibling Capital Fund II-A L.P.	F1, F4, F9
transaction	TCDA	Common Stock	Sale	-$4.49K	-377	-0.01%	$11.90^*	2.77M	Apr 26, 2022	By Sibling Capital Fund II-B L.P.	F1, F5, F9
transaction	TCDA	Common Stock	Sale	-$2.86K	-240	-0.01%	$11.90^*	1.81M	Apr 26, 2022	By Sibling Capital Fund II-C L.P.	F1, F6, F9
transaction	TCDA	Common Stock	Sale	-$55.2K	-5.04K	-0.65%	$10.97^*	772K	Apr 27, 2022	By Sibling Capital Fund II-A L.P.	F2, F4, F9
transaction	TCDA	Common Stock	Sale	-$191K	-17.5K	-0.63%	$10.97^*	2.76M	Apr 27, 2022	By Sibling Capital Fund II-B L.P.	F2, F5, F9
transaction	TCDA	Common Stock	Sale	-$122K	-11.1K	-0.61%	$10.97^*	1.8M	Apr 27, 2022	By Sibling Capital Fund II-C L.P.	F2, F6, F9
transaction	TCDA	Common Stock	Sale	-$18.8K	-1.77K	-0.23%	$10.61^*	770K	Apr 28, 2022	By Sibling Capital Fund II-A L.P.	F3, F4, F9
transaction	TCDA	Common Stock	Sale	-$65.1K	-6.14K	-0.22%	$10.61^*	2.75M	Apr 28, 2022	By Sibling Capital Fund II-B L.P.	F3, F5, F9
transaction	TCDA	Common Stock	Sale	-$41.3K	-3.9K	-0.22%	$10.61^*	1.79M	Apr 28, 2022	By Sibling Capital Fund II-C L.P.	F3, F6, F9
holding	TCDA	Common Stock						599K	Apr 26, 2022	By Sibling Capital Fund II-D L.P.	F7, F9
holding	TCDA	Common Stock						463K	Apr 26, 2022	By Sibling Insiders Fund II L.P.	F8, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were sold in multiple transactions in each case at a price per share of $11.90.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.81 to $11.22, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $11.05, inclusive.
F4	The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As sole manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F5	The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As sole manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F6	The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As sole manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F7	The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As sole manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F8	The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As sole manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
F9	For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.