Juan Jose Chacon Quiros - 06 Mar 2024 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
Chief Executive Officer, Director
Signature
/s/ Rajbir S. Denhoy, Chief Financial Officer, by power of attorney
Issuer symbol
ESTA
Transactions as of
06 Mar 2024
Net transactions value
$0
Form type
4
Filing time
19 Mar 2024, 17:55:22 UTC
Previous filing
08 Mar 2023
Next filing
03 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTA Common Shares Award $0 +13,519 +6.4% $0.000000 225,735 06 Mar 2024 Direct F1
holding ESTA Common Shares 1,128,264 06 Mar 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Stock Option (Right to buy) Award $0 +19,236 $0.000000 19,236 06 Mar 2024 Common Shares 19,236 $49.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 6, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
F2 The shares are held by Sariel LLC. The Reporting Person is a shareholder of Sariel LLC and has voting and dispositive power over the shares owned by Sariel LLC. The Reporting Person disclaims beneficial ownership of the shares held by Sariel LLC, except to the extent of his pecuniary interest therein.
F3 One-fourth of the shares subject to the option shall vest on March 6, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.