Quiros Juan Jose Chacon - Mar 8, 2023 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role: Chief Executive Officer, Director
Signature: /s/ Rajbir S. Denhoy, by power of attorney
Stock symbol: ESTA
Transactions as of: Mar 8, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/8/2023, 06:56 PM
Previous filing: Apr 12, 2022
Next filing: Mar 19, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ESTA	Common Shares	Award	$0	+7.51K	+3.67%	$0.00	212K	Mar 8, 2023	Direct	F1
holding	ESTA	Common Shares						1.13M	Mar 8, 2023	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ESTA	Stock Option (Right to buy)	Award	$0	+18.2K		$0.00	18.2K	Mar 8, 2023	Common Shares	18.2K	$70.91	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 8,2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
F2	The shares are held by Sariel LLC. The Reporting Person is a shareholder of Sariel LLC and has voting and dispositive power over the shares owned by Sariel LLC. The Reporting Person disclaims beneficial ownership of the shares held by Sariel LLC, except to the extent of his pecuniary interest therein.
F3	One-fourth of the shares subject to the option shall vest on March 8, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.