Frederick William Caple - 19 Apr 2024 Form 4 Insider Report for SPLASH BEVERAGE GROUP, INC. (SBEV)

Role
Director
Signature
/s/ Frederick William Caple
Issuer symbol
SBEV
Transactions as of
19 Apr 2024
Net transactions value
$0
Form type
4
Filing time
20 Oct 2025, 16:15:20 UTC
Previous filing
19 May 2023
Next filing
20 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Caple Frederick William Director 1314 E LAS OLAS BLVD, SUITE 221, FORT LAUDERDALE, /s/ Frederick William Caple 20 Oct 2025 0001978199

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBEV Common Stock Award $0 +1,875 $0.000000 1,875 19 Apr 2024 SNS Universal Solutions LLC F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBEV Stock Options (Right to Buy) Award $0 +15,000 $0.000000 15,000 19 Apr 2024 Common Stock 15,000 $13.60 SNS Universal Solutions LLC F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested.
F2 The stock options shall be exercisable for a 3-year period, and shall vest as follows: 75,000 immediately (125,000 already vested) and 50,000 per quarter for the next 8 quarters.
F3 Gives effect to a reverse stock split of 1-for-40 effective March 27, 2025.
F4 SNS Universal Solutions LLC is an entity which the Reporting Person controls.