Sandra Boenisch - 19 Dec 2024 Form 4 Insider Report for ANAVEX LIFE SCIENCES CORP. (AVXL)

Role: PFO & Treasurer
Signature: /s/ Sandra Boenisch
Issuer symbol: AVXL
Transactions as of: 19 Dec 2024
Net transactions value: $0
Form type: 4
Filing time: 23 Dec 2024, 19:00:31 UTC
Previous filing: 06 Dec 2024
Next filing: 17 Jan 2025
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AVXL	Stock Option (Right to Buy)	Award	$0	+12,500		$0.000000	12,500	19 Dec 2024	Common Stock	12,500	$5.36	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On February 20, 2024, the reporting person was granted an option to purchase 50,000 shares of common stock. The option vests in four equal tranches based on four performance milestones, one of which was regulatory submission of AD-004 for Alzheimer's disease (US or EU). The performance criteria for this milestone was met with the acceptance of the MAA filing by the EMA, resulting in vesting of the option as to 12,500 shares.

Content

On February 20, 2024, the reporting person was granted an option to purchase 50,000 shares of common stock. The option vests in four equal tranches based on four performance milestones, one of which was regulatory submission of AD-004 for Alzheimer's disease (US or EU). The performance criteria for this milestone was met with the acceptance of the MAA filing by the EMA, resulting in vesting of the option as to 12,500 shares.