Sandra Boenisch - 29 Jun 2021 Form 4 Insider Report for ANAVEX LIFE SCIENCES CORP. (AVXL)

Role
PFO and Treasurer
Signature
/s/ Sandra Boenisch
Issuer symbol
AVXL
Transactions as of
29 Jun 2021
Net transactions value
-$3,723,282
Form type
4
Filing time
01 Jul 2021, 21:45:55 UTC
Next filing
04 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVXL Common Stock Options Exercise $142,000 +25,000 +109% $5.68 47,963 29 Jun 2021 Direct
transaction AVXL Common Stock Options Exercise $349,963 +106,696 +222% $3.28 154,659 29 Jun 2021 Direct
transaction AVXL Common Stock Options Exercise $207,200 +35,000 +23% $5.92 189,659 29 Jun 2021 Direct
transaction AVXL Common Stock Sale $4,422,445 -166,696 -88% $26.53 22,963 29 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 29 Jun 2021 Common Stock 25,000 $5.68 Direct F1
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -106,696 -100% $0.000000* 0 29 Jun 2021 Common Stock 106,696 $3.28 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -35,000 -100% $0.000000* 0 29 Jun 2021 Common Stock 35,000 $5.92 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options subject to this grant vested quarterly over a three-year period commencing on December 31, 2015.
F2 The options subject to this grant vested quarterly over a three-year period commencing on June 30, 2017.