Jiong Ma - May 25, 2021 Form 3 Insider Report for ANAVEX LIFE SCIENCES CORP. (AVXL)

Role
Director
Signature
/s/Jiong Ma
Stock symbol
AVXL
Transactions as of
May 25, 2021
Transactions value $
$0
Form type
3
Date filed
6/9/2021, 09:53 PM
Next filing
Jul 20, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AVXL Stock Option (Right to Buy) May 25, 2021 Common Stock 35K $13.01 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Ma holds options to purchase thirty-five thousand (35,000) shares of common stock of the Company at $13.01. The options will vest annually over a three-year period commencing on June 2, 2021, exercisable as follows: 11,666 on June 2, 2022, 11,667 on June 2, 2023, and 11,667 on June 2, 2024.