Elliot Favus - May 21, 2021 Form 4 Insider Report for ANAVEX LIFE SCIENCES CORP. (AVXL)

Role
Director
Signature
/s/ Elliot Favus
Stock symbol
AVXL
Transactions as of
May 21, 2021
Transactions value $
-$1,415,463
Form type
4
Date filed
5/25/2021, 09:30 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVXL Common Stock Options Exercise $45K +37.5K $1.20 37.5K May 21, 2021 Direct
transaction AVXL Common Stock Options Exercise $46K +50K +133.33% $0.92 87.5K May 21, 2021 Direct
transaction AVXL Common Stock Options Exercise $8.46K +1.5K +1.71% $5.64 89K May 21, 2021 Direct
transaction AVXL Common Stock Options Exercise $8.36K +1.5K +1.69% $5.57 90.5K May 21, 2021 Direct
transaction AVXL Common Stock Options Exercise $7.35K +1.5K +1.66% $4.90 92K May 21, 2021 Direct
transaction AVXL Common Stock Options Exercise $8.49K +1.5K +1.63% $5.66 93.5K May 21, 2021 Direct
transaction AVXL Common Stock Options Exercise $9.17K +1.5K +1.6% $6.11 95K May 21, 2021 Direct
transaction AVXL Common Stock Options Exercise $148K +50K +52.63% $2.96 145K May 21, 2021 Direct
transaction AVXL Common Stock Sale -$1.7M -145K -100% $11.70 0 May 21, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -37.5K -100% $0.00* 0 May 21, 2021 Common Stock 37.5K $1.20 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -50K -100% $0.00* 0 May 21, 2021 Common Stock 50K $0.92 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1.5K -100% $0.00* 0 May 21, 2021 Common Stock 1.5K $5.64 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1.5K -100% $0.00* 0 May 21, 2021 Common Stock 1.5K $5.57 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1.5K -100% $0.00* 0 May 21, 2021 Common Stock 1.5K $4.90 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1.5K -100% $0.00* 0 May 21, 2021 Common Stock 1.5K $5.66 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -1.5K -100% $0.00* 0 May 21, 2021 Common Stock 1.5K $6.11 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -50K -100% $0.00* 0 May 21, 2021 Common Stock 50K $2.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.