Key facts
- This page summarizes Hock E. Tan's Form 4 filing for Broadcom Inc. (AVGO).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 15 Nov 2022, 16:28.
Hock E. Tan - 11 Nov 2022 Form 4 Insider Report for Broadcom Inc. (AVGO)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- AVGO
- Reported as of
- 11 Nov 2022
- Net transaction value
- -$4,714,619
- SEC form
- 4
- Accepted by SEC
- 15 Nov 2022, 16:28:00 UTC
- Prior SEC filing
- 02 Nov 2022
- Next SEC filing
- 20 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Hock E. Tan filed Form 4 for Broadcom Inc. (AVGO) on 15 Nov 2022.
Change
- Previous filing in this sequence was filed on 02 Nov 2022.
- Current net transaction value: -$4,714,619.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AVGO
transaction
Common Stock, $0.001 par value
Award
- Transaction value
- $0
- Shares
- +18,937
- Change %
- +7.6%
- Price
- $0.000000
- Shares after
- 269,614
- Date
- 11 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
AVGO
transaction
Common Stock, $0.001 par value
Tax liability
- Transaction value
- $4,714,619
- Shares
- -9,100
- Change %
- -3.4%
- Price
- $518.09
- Shares after
- 260,514
- Date
- 14 Nov 2022
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On November 11, 2022, the independent members of the Issuer's Board of Directors determined the achievement of all required performance goals and the number of shares of common stock earned and issuable pursuant to the terms of a strategic performance stock unit award granted on November 1, 2021 (the "2021 Award") under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated.
Footnote F2
Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2021 Award.