Key facts
- This page summarizes Hock E. Tan's Form 4 filing for Broadcom Inc. (AVGO).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Nov 2022, 20:11.
Hock E. Tan - 31 Oct 2022 Form 4 Insider Report for Broadcom Inc. (AVGO)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- AVGO
- Reported as of
- 31 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2022, 20:11:20 UTC
- Prior SEC filing
- 12 Nov 2021
- Next SEC filing
- 15 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Hock E. Tan filed Form 4 for Broadcom Inc. (AVGO) on 02 Nov 2022.
Change
- Previous filing in this sequence was filed on 12 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AVGO
transaction
Common Stock, $0.001 par value
Gift
- Transaction value
- $0
- Shares
- -48,000
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 286,677
- Date
- 04 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
AVGO
transaction
Common Stock, $0.001 par value
Gift
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -7%
- Price
- $0.000000
- Shares after
- 266,677
- Date
- 23 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
AVGO
transaction
Common Stock, $0.001 par value
Gift
- Transaction value
- $0
- Shares
- -16,000
- Change %
- -6%
- Price
- $0.000000
- Shares after
- 250,677
- Date
- 25 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AVGO
transaction
Derivative
Stock Price Performance Stock Unit
Award
- Transaction value
- $0
- Shares
- +1,000,000
- Change %
- Price
- $0.000000
- Shares after
- 1,000,000
- Date
- 31 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 1,000,000
- Exercise price
- $0.000000
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Charitable gift.
Footnote F2
Stock price performance stock unit award (the "PSU") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan. Subject to the terms and conditions of the PSU agreement, the PSU vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency"). No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date.
Footnote F3
If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited.