Mark Evan Jones - Aug 20, 2024 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Executive Chairman, Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Evan Jones
Stock symbol
GSHD
Transactions as of
Aug 20, 2024
Transactions value $
-$1,180,773
Form type
4
Date filed
8/22/2024, 08:12 PM
Previous filing
Aug 20, 2024
Next filing
Aug 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Options Exercise $2K +200 +0.51% $10.00 39.7K Aug 20, 2024 Direct F1
transaction GSHD Class A Common Stock Sale -$16.8K -200 -0.5% $84.22 39.5K Aug 20, 2024 Direct F1
transaction GSHD Class A Common Stock Options Exercise $140K +14K +35.56% $10.00 53.5K Aug 21, 2024 Direct F1
transaction GSHD Class A Common Stock Sale -$1.16M -14K -26.23% $82.96 39.5K Aug 21, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD Employee Stock Options (right to buy) Options Exercise -$2K -200 -0.86% $10.00 23K Aug 20, 2024 Class A Common Stock 200 $10.00 Direct F3
transaction GSHD Employee Stock Options (right to buy) Options Exercise -$140K -14K -60.98% $10.00 8.98K Aug 21, 2024 Class A Common Stock 14K $10.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.57 to $83.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 One third (1/3rd) of the option, which represents the right to purchase a total of 320,000 shares, vested and became exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018.