Mark E. Jones - 16 Aug 2024 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Evan Jones
Issuer symbol
GSHD
Transactions as of
16 Aug 2024
Net transactions value
-$1,897,907
Form type
4
Filing time
20 Aug 2024, 17:10:21 UTC
Previous filing
05 Aug 2024
Next filing
22 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Options Exercise $104,180 +10,418 +26% $10.00 49,869 16 Aug 2024 Direct F1
transaction GSHD Class A Common Stock Sale $894,698 -10,418 -21% $85.88 39,451 16 Aug 2024 Direct F1, F2
transaction GSHD Class A Common Stock Options Exercise $116,990 +11,699 +30% $10.00 51,150 19 Aug 2024 Direct F1
transaction GSHD Class A Common Stock Sale $602,185 -7,053 -14% $85.38 44,097 19 Aug 2024 Direct F1, F3
transaction GSHD Class A Common Stock Sale $392,320 -4,546 -10% $86.30 39,551 19 Aug 2024 Direct F1, F4
transaction GSHD Class A Common Stock Sale $8,704 -100 -0.25% $87.04 39,451 19 Aug 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD Employee Stock Options (right to buy) Options Exercise $104,180 -10,418 -23% $10.00 34,906 16 Aug 2024 Class A Common Stock 10,418 $10.00 Direct F5
transaction GSHD Employee Stock Options (right to buy) Options Exercise $116,990 -11,699 -34% $10.00 23,207 19 Aug 2024 Class A Common Stock 11,699 $10.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.56 to $86.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 One third (1/3rd) of the option, which represents the right to purchase a total of 320,000 shares, vested and became exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018.