Mark Evan Jones - Nov 20, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
CEO, Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Evan Jones
Stock symbol
GSHD
Transactions as of
Nov 20, 2023
Transactions value $
$0
Form type
4
Date filed
11/22/2023, 05:31 PM
Previous filing
Aug 16, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Gift $0 -6.95K -3.54% $0.00 190K Nov 20, 2023 Direct F1
holding GSHD Class B Common Stock 182K Nov 20, 2023 Direct F1
holding GSHD Class B Common Stock 9.68M Nov 20, 2023 By Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GSHD LLC Units in Goosehead Financial, LLC 182K Nov 20, 2023 Class A Common Stock 182K $0.00 Direct F1, F4
holding GSHD LLC Units in Goosehead Financial, LLC 9.68M Nov 20, 2023 Class A Common Stock 9.68M $0.00 By Trust F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
F2 Reflects a reduction in shares due to 11/20/2023 and 11/21/2023 sales by certain trusts for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries, each a separate reporting person and for which separate Form 4s will be filed.
F3 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F4 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.