Mark Evan Jones - Aug 14, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
CEO, Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Evan Jones
Stock symbol
GSHD
Transactions as of
Aug 14, 2023
Transactions value $
-$936,028
Form type
4
Date filed
8/16/2023, 05:47 PM
Previous filing
Aug 11, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Options Exercise $88.5K +8.85K +4.51% $10.00* 205K Aug 14, 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$539K -8.57K -4.17% $62.88 197K Aug 14, 2023 Direct F1, F2
transaction GSHD Class A Common Stock Sale -$18.1K -284 -0.14% $63.69 197K Aug 14, 2023 Direct F1, F3
transaction GSHD Class A Common Stock Options Exercise $61K +6.1K +3.11% $10.00* 203K Aug 15, 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$379K -6.1K -3.01% $62.10 197K Aug 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD Employee Stock Options (right to buy) Options Exercise -$88.5K -8.85K -14.69% $10.00* 51.4K Aug 14, 2023 Class A Common Stock 8.85K $10.00 Direct F4
transaction GSHD Employee Stock Options (right to buy) Options Exercise -$61K -6.1K -11.87% $10.00* 45.3K Aug 15, 2023 Class A Common Stock 6.1K $10.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.48 to $63.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.48 to $64.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 One third (1/3rd) of the option, which represents the right to purchase a total of 320,000 shares, vested and became exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018.