Mark & Robyn Jones Descendants Trust 2014 - 14 Nov 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Evan Jones
Issuer symbol
GSHD
Transactions as of
14 Nov 2023
Net transactions value
-$5,250,488
Form type
4
Filing time
16 Nov 2023, 18:44:48 UTC
Previous filing
14 Nov 2023
Next filing
20 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -42,907 -0.53% $0.000000 8,064,979 14 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +42,907 $0.000000 42,907 14 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Sale $585,555 -8,029 -19% $72.93 34,878 14 Nov 2023 Direct F1, F2
transaction GSHD Class A Common Stock Sale $1,801,837 -24,435 -70% $73.74 10,443 14 Nov 2023 Direct F1, F3
transaction GSHD Class A Common Stock Sale $324,280 -4,344 -42% $74.65 6,099 14 Nov 2023 Direct F1, F4
transaction GSHD Class A Common Stock Sale $440,329 -5,826 -96% $75.58 273 14 Nov 2023 Direct F1, F5
transaction GSHD Class A Common Stock Sale $20,945 -273 -100% $76.72 0 14 Nov 2023 Direct F1
transaction GSHD Class B Common Stock Conversion of derivative security $0 -28,404 -0.35% $0.000000 8,036,575 15 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +28,404 $0.000000 28,404 15 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Sale $1,164,819 -16,082 -57% $72.43 12,322 15 Nov 2023 Direct F1, F6
transaction GSHD Class A Common Stock Sale $482,136 -6,557 -53% $73.53 5,765 15 Nov 2023 Direct F1, F7
transaction GSHD Class A Common Stock Sale $430,588 -5,765 -100% $74.69 0 15 Nov 2023 Direct F1, F8
holding GSHD Class A Common Stock 196,501 14 Nov 2023 Direct F9
holding GSHD Class B Common Stock 182,349 14 Nov 2023 Direct F9
holding GSHD Class A Common Stock 181,290 14 Nov 2023 Direct F10
holding GSHD Class B Common Stock 132,349 14 Nov 2023 Direct F10
holding GSHD Class B Common Stock 1,856,355 14 Nov 2023 By Trust F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -42,907 -0.53% $0.000000 8,064,979 14 Nov 2023 Class A Common Stock 42,907 $0.000000 Direct F1, F12
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -28,404 -0.35% $0.000000 8,036,575 15 Nov 2023 Class A Common Stock 28,404 $0.000000 Direct F1, F12
holding GSHD LLC Units in Goosehead Financial, LLC 182,349 14 Nov 2023 Class A Common Stock 182,349 $0.000000 Direct F9, F12
holding GSHD LLC Units in Goosehead Financial, LLC 132,349 14 Nov 2023 Class A Common Stock 132,349 $0.000000 Direct F10, F12
holding GSHD LLC Units in Goosehead Financial, LLC 1,856,355 14 Nov 2023 Class A Common Stock 1,856,355 $0.000000 By Trust F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.34 to $73.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.34 to $74.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.34 to $75.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.35 to $76.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.01 to $73.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.05 to $74.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.13 to $75.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F9 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
F10 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
F11 Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
F12 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.