Mark & Robyn Jones Descendants Trust 2014 - 10 Nov 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Evan Jones
Issuer symbol
GSHD
Transactions as of
10 Nov 2023
Net transactions value
-$3,496,122
Form type
4
Filing time
14 Nov 2023, 18:43:52 UTC
Previous filing
30 Aug 2023
Next filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -26,862 -0.33% $0.000000 8,129,280 10 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +26,862 $0.000000 26,862 10 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Sale $1,314,169 -18,499 -69% $71.04 8,363 10 Nov 2023 Direct F1, F2
transaction GSHD Class A Common Stock Sale $600,296 -8,363 -100% $71.78 0 10 Nov 2023 Direct F1, F3
transaction GSHD Class B Common Stock Conversion of derivative security $0 -21,394 -0.26% $0.000000 8,107,886 13 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +21,394 $0.000000 21,394 13 Nov 2023 Direct F1
transaction GSHD Class A Common Stock Sale $184,484 -2,552 -12% $72.29 18,842 13 Nov 2023 Direct F1, F4
transaction GSHD Class A Common Stock Sale $450,977 -6,155 -33% $73.27 12,687 13 Nov 2023 Direct F1, F5
transaction GSHD Class A Common Stock Sale $946,196 -12,687 -100% $74.58 0 13 Nov 2023 Direct F1, F6
holding GSHD Class A Common Stock 196,501 10 Nov 2023 Direct F7
holding GSHD Class B Common Stock 182,349 10 Nov 2023 Direct F7
holding GSHD Class A Common Stock 181,290 10 Nov 2023 Direct F8
holding GSHD Class B Common Stock 132,349 10 Nov 2023 Direct F8
holding GSHD Class B Common Stock 1,856,355 10 Nov 2023 By Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -26,862 -0.33% $0.000000 8,129,280 10 Nov 2023 Class A Common Stock 26,862 $0.000000 Direct F1, F10
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -21,394 -0.26% $0.000000 8,107,886 13 Nov 2023 Class A Common Stock 21,394 $0.000000 Direct F1, F10
holding GSHD LLC Units in Goosehead Financial, LLC 182,349 10 Nov 2023 Class A Common Stock 182,349 $0.000000 Direct F7, F10
holding GSHD LLC Units in Goosehead Financial, LLC 132,349 10 Nov 2023 Class A Common Stock 132,349 $0.000000 Direct F8, F10
holding GSHD LLC Units in Goosehead Financial, LLC 1,856,355 10 Nov 2023 Class A Common Stock 1,856,355 $0.000000 By Trust F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.39 to $71.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.40 to $72.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.65 to $72.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.88 to $74.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
F8 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
F9 Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
F10 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.