Serena Jones - Aug 30, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Signature
/s/ John O'Connor, as Attorney-in-Fact for Serena Jones
Stock symbol
GSHD
Transactions as of
Aug 30, 2023
Transactions value $
-$4,978,050
Form type
4
Date filed
8/31/2023, 05:18 PM
Previous filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -73K -16.46% $0.00 370K Aug 30, 2023 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +73K $0.00 73K Aug 30, 2023 Direct
transaction GSHD Class A Common Stock Sale -$4.96M -72.8K -99.73% $68.19 200 Aug 30, 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$13.8K -200 -100% $69.09 0 Aug 30, 2023 Direct
holding GSHD Class B Common Stock 179K Aug 30, 2023 SLJ Dynasty Trust
holding GSHD Class B Common Stock 161K Aug 30, 2023 SLJ 2023 Grantor Retained Annuity Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -73K -16.46% $0.00 370K Aug 30, 2023 Class A Common Stock 73K $0.00 Direct F2
holding GSHD LLC Units in Goosehead Financial, LLC 179K Aug 30, 2023 Class A Common Stock 179K $0.00 SLJ Dynasty Trust F2
holding GSHD LLC Units in Goosehead Financial, LLC 161K Aug 30, 2023 Class A Common Stock 161K $0.00 SLJ 2023 Grantor Retained Annuity Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.