| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -1.52K | -4.18% | $0.00 | 34.9K | Nov 4, 2021 | By Preston Michael Colby 2014 Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +1.52K | $0.00 | 1.52K | Nov 4, 2021 | By Preston Michael Colby 2014 Trust | F1 | |
| transaction | GSHD | Class A Common Stock | Sale | -$213K | -1.52K | -100% | $140.08 | 0 | Nov 4, 2021 | By Preston Michael Colby 2014 Trust | F1, F2 |
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -1.52K | -4.18% | $0.00 | 34.9K | Nov 4, 2021 | By Lyla Kate Colby 2014 Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +1.52K | $0.00 | 1.52K | Nov 4, 2021 | By Lyla Kate Colby 2014 Trust | F1 | |
| transaction | GSHD | Class A Common Stock | Sale | -$213K | -1.52K | -100% | $140.08 | 0 | Nov 4, 2021 | By Lyla Kate Colby 2014 Trust | F1, F2 |
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -1.98K | -5.67% | $0.00 | 32.9K | Nov 5, 2021 | By Preston Michael Colby 2014 Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +1.98K | $0.00 | 1.98K | Nov 5, 2021 | By Preston Michael Colby 2014 Trust | F1 | |
| transaction | GSHD | Class A Common Stock | Sale | -$277K | -1.98K | -100% | $140.20 | 0 | Nov 5, 2021 | By Preston Michael Colby 2014 Trust | F1, F3 |
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -1.98K | -5.67% | $0.00 | 32.9K | Nov 5, 2021 | By Lyla Kate Colby 2014 Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +1.98K | $0.00 | 1.98K | Nov 5, 2021 | By Lyla Kate Colby 2014 Trust | F1 | |
| transaction | GSHD | Class A Common Stock | Sale | -$277K | -1.98K | -100% | $140.20 | 0 | Nov 5, 2021 | By Lyla Kate Colby 2014 Trust | F1, F3 |
| holding | GSHD | Class B Common Stock | 427K | Nov 4, 2021 | Direct | ||||||
| holding | GSHD | Class A Common Stock | 23.1K | Nov 4, 2021 | Direct | ||||||
| holding | GSHD | Class B Common Stock | 622K | Nov 4, 2021 | By Colby 2014 Family Trust | F1 | |||||
| holding | GSHD | Class A Common Stock | 83.4K | Nov 4, 2021 | Colby 2014 Family Trust | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -1.52K | -4.18% | $0.00 | 34.9K | Nov 4, 2021 | Class A Common Stock | 1.52K | $0.00 | By Preston Michael Colby 2014 Trust | F1, F4 |
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -1.52K | -4.18% | $0.00 | 34.9K | Nov 4, 2021 | Class A Common Stock | 1.52K | $0.00 | By Lyla Kate Colby 2014 Trust | F1, F4 |
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -1.98K | -5.67% | $0.00 | 32.9K | Nov 5, 2021 | Class A Common Stock | 1.98K | $0.00 | By Preston Michael Colby 2014 Trust | F1, F4 |
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -1.98K | -5.67% | $0.00 | 32.9K | Nov 5, 2021 | Class A Common Stock | 1.98K | $0.00 | By Lyla Kate Colby 2014 Trust | F1, F4 |
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 427K | Nov 4, 2021 | Class A Common Stock | 427K | $0.00 | Direct | F4 | |||||
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 622K | Nov 4, 2021 | Class A Common Stock | 622K | $0.00 | By Colby 2014 Family Trust | F1, F4 |
| Id | Content |
|---|---|
| F1 | Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.20 to $140.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F4 | Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |