Michael C. Colby - Aug 26, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
President and COO
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby
Stock symbol
GSHD
Transactions as of
Aug 26, 2021
Transactions value $
-$571,484
Form type
4
Date filed
8/26/2021, 07:08 PM
Previous filing
Aug 25, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -4.39K -0.7% $0.00 622K Aug 26, 2021 By Colby 2014 Family Trust F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +4.39K +5.27% $0.00 87.8K Aug 26, 2021 Colby 2014 Family Trust F1
transaction GSHD Class A Common Stock Sale -$571K -4.39K -5% $130.06 83.4K Aug 26, 2021 Colby 2014 Family Trust F1
holding GSHD Class B Common Stock 427K Aug 26, 2021 Direct
holding GSHD Class A Common Stock 23.1K Aug 26, 2021 Direct
holding GSHD Class B Common Stock 36.4K Aug 26, 2021 By Preston Michael Colby 2014 Trust F1
holding GSHD Class B Common Stock 36.4K Aug 26, 2021 By Lyla Kate Colby 2014 Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -4.39K -0.7% $0.00 622K Aug 26, 2021 Class A Common Stock 4.39K $0.00 By Colby 2014 Family Trust F1, F2
holding GSHD LLC Units in Goosehead Financial, LLC 427K Aug 26, 2021 Class A Common Stock 427K $0.00 Direct F2
holding GSHD LLC Units in Goosehead Financial, LLC 36.4K Aug 26, 2021 Class A Common Stock 36.4K $0.00 By Lyla Kate Colby 2014 Trust F1, F2
holding GSHD LLC Units in Goosehead Financial, LLC 36.4K Aug 26, 2021 Class A Common Stock 36.4K $0.00 By Preston Michael Colby 2014 Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F2 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.