Michael C. Colby - 26 Aug 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
President and COO
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby
Issuer symbol
GSHD
Transactions as of
26 Aug 2021
Net transactions value
-$571,484
Form type
4
Filing time
26 Aug 2021, 19:08:30 UTC
Previous filing
25 Aug 2021
Next filing
05 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -4,394 -0.7% $0.000000 621,732 26 Aug 2021 By Colby 2014 Family Trust F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +4,394 +5.3% $0.000000 87,796 26 Aug 2021 Colby 2014 Family Trust F1
transaction GSHD Class A Common Stock Sale $571,484 -4,394 -5% $130.06 83,402 26 Aug 2021 Colby 2014 Family Trust F1
holding GSHD Class B Common Stock 427,024 26 Aug 2021 Direct
holding GSHD Class A Common Stock 23,131 26 Aug 2021 Direct
holding GSHD Class B Common Stock 36,396 26 Aug 2021 By Preston Michael Colby 2014 Trust F1
holding GSHD Class B Common Stock 36,396 26 Aug 2021 By Lyla Kate Colby 2014 Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -4,394 -0.7% $0.000000 621,732 26 Aug 2021 Class A Common Stock 4,394 $0.000000 By Colby 2014 Family Trust F1, F2
holding GSHD LLC Units in Goosehead Financial, LLC 427,024 26 Aug 2021 Class A Common Stock 427,024 $0.000000 Direct F2
holding GSHD LLC Units in Goosehead Financial, LLC 36,396 26 Aug 2021 Class A Common Stock 36,396 $0.000000 By Lyla Kate Colby 2014 Trust F1, F2
holding GSHD LLC Units in Goosehead Financial, LLC 36,396 26 Aug 2021 Class A Common Stock 36,396 $0.000000 By Preston Michael Colby 2014 Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F2 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.