Robyn Mary Elizabeth Jones - May 12, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Robyn Mary Elizabeth Jones
Stock symbol
GSHD
Transactions as of
May 12, 2021
Transactions value $
-$1,435,645
Form type
4
Date filed
5/13/2021, 04:12 PM
Previous filing
May 13, 2021
Next filing
May 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -15.6K -10.53% $0.00 132K May 12, 2021 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +15.6K +4.67% $0.00 349K May 12, 2021 Direct F1
transaction GSHD Class A Common Stock Sale -$228K -2.5K -0.72% $91.18 347K May 12, 2021 Direct F1, F2
transaction GSHD Class A Common Stock Sale -$947K -10.3K -2.96% $92.14 337K May 12, 2021 Direct F1, F3
transaction GSHD Class A Common Stock Sale -$261K -2.81K -0.83% $92.90 334K May 12, 2021 Direct F1, F4
holding GSHD Class B Common Stock 12.5M May 12, 2021 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -15.6K -10.53% $0.00 132K May 12, 2021 Class A Common Stock 15.6K $0.00 Direct F1, F6
holding GSHD LLC Units in Goosehead Financial, LLC 12.5M May 12, 2021 Class A Common Stock 12.5M $0.00 By Trust F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.99 to $93.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.00 to $95.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.01 to $96.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F6 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.