Jr. Edward Thomas Allen - 06 Mar 2024 Form 4 Insider Report for Columbia Financial, Inc. (CLBK)

Role
SEVP & Chief Operating Officer
Signature
/s/ Dennis E. Gibney, Power of Attorney
Issuer symbol
CLBK
Transactions as of
06 Mar 2024
Net transactions value
$0
Form type
4
Filing time
08 Mar 2024, 17:06:56 UTC
Previous filing
25 Jul 2023
Next filing
03 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLBK Common Stock Award $0 +16,621 $0.000000 16,621 06 Mar 2024 By Stock Award III F1
holding CLBK Common Stock 5,584 06 Mar 2024 By Stock-Based Deferral Plan
holding CLBK Common Stock 90,726 06 Mar 2024 Direct
holding CLBK Common Stock 31,015 06 Mar 2024 By 401(k)
holding CLBK Common Stock 6,451 06 Mar 2024 By ESOP F2
holding CLBK Common Stock 13,511 06 Mar 2024 By SERP F2
holding CLBK Common Stock 1,352 06 Mar 2024 By SIM
holding CLBK Common Stock 11,539 06 Mar 2024 By Stock Award F3
holding CLBK Common Stock 20,879 06 Mar 2024 By Stock Award II F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLBK Stock Options (right to buy) Award $0 +11,173 $0.000000 11,173 06 Mar 2024 Common Stock 11,173 $16.49 Direct F5
holding CLBK Stock Options (right to buy) 15,188 06 Mar 2024 Common Stock 15,188 $15.94 Direct F6
holding CLBK Stock Options (right to buy) 282,353 06 Mar 2024 Common Stock 282,353 $15.60 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F2 This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
F3 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
F4 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F5 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025.
F6 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
F7 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.