Dennis E. Gibney - May 1, 2023 Form 4 Insider Report for Columbia Financial, Inc. (CLBK)

Role
EVP & Chief Financial Officer
Signature
/s/ Dennis E. Gibney
Stock symbol
CLBK
Transactions as of
May 1, 2023
Transactions value $
$0
Form type
4
Date filed
5/3/2023, 04:56 PM
Previous filing
Mar 14, 2023
Next filing
Jul 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLBK Common Stock Award $0 +18.4K $0.00 18.4K May 1, 2023 By Stock Award II F1
holding CLBK Common Stock 1.95K May 1, 2023 By Stock-Based Deferral Plan
holding CLBK Common Stock 137K May 1, 2023 Direct
holding CLBK Common Stock 5.47K May 1, 2023 By ESOP F2
holding CLBK Common Stock 3K May 1, 2023 By IRA
holding CLBK Common Stock 10K May 1, 2023 By SEP-IRA
holding CLBK Common Stock 8.77K May 1, 2023 By SERP F2
holding CLBK Common Stock 10K May 1, 2023 By Spouse
holding CLBK Common Stock 19.6K May 1, 2023 By Stock Award F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLBK Stock Options (right to buy) Award $0 +13.4K $0.00 13.4K May 1, 2023 Common Stock 13.4K $15.94 Direct F4
holding CLBK Stock Options (right to buy) 240K May 1, 2023 Common Stock 240K $15.60 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F2 This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
F3 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
F4 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
F5 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.