Christophe Couturier - Dec 21, 2021 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
EVP, AMEA
Signature
/s/ Scott Baker, as Attorney-in-Fact
Stock symbol
AVTR
Transactions as of
Dec 21, 2021
Transactions value $
-$1,196,767
Form type
4
Date filed
12/23/2021, 03:28 PM
Previous filing
Dec 10, 2021
Next filing
Dec 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Options Exercise $889K +38.3K +34.67% $23.21 149K Dec 21, 2021 Direct
transaction AVTR Common Stock Sale -$1.57M -38.3K -25.74% $41.00 110K Dec 21, 2021 Direct F1, F2
transaction AVTR Common Stock Options Exercise $653K +28.1K +25.45% $23.21 139K Dec 22, 2021 Direct
transaction AVTR Common Stock Sale -$1.17M -28.1K -20.29% $41.53 110K Dec 22, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -38.3K -28.33% $0.00 96.9K Dec 21, 2021 Common Stock 38.3K $23.21 Direct F4
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -28.1K -20.8% $0.00 107K Dec 22, 2021 Common Stock 28.1K $23.21 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.005 to $41.007, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.50 to $41.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4 Reflects an initial grant of 135,210 of stock options in which 40% vested at the time of IPO and the remaining 60% that vests in four equal installments beginning on March 9, 2019.
F5 Reflects an initial grant of 135,210 of stock options in which 40% vested at the time of IPO and the remaining 60% that vests in four equal installments beginning on August 22, 2019.