Christophe Couturier - Dec 8, 2021 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
EVP, AMEA
Signature
/s/ Scott Baker, as Attorney-in-Fact
Stock symbol
AVTR
Transactions as of
Dec 8, 2021
Transactions value $
-$307,517
Form type
4
Date filed
12/10/2021, 04:00 PM
Previous filing
Jun 29, 2021
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Options Exercise $103K +5.83K +5.27% $17.67 116K Dec 8, 2021 Direct F1
transaction AVTR Common Stock Sale -$233K -5.83K -5.01% $40.00 110K Dec 8, 2021 Direct F2, F3
transaction AVTR Common Stock Options Exercise $139K +7.86K +7.11% $17.67 118K Dec 9, 2021 Direct
transaction AVTR Common Stock Sale -$316K -7.86K -6.64% $40.24 110K Dec 9, 2021 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -5.83K -10.65% $0.00 48.9K Dec 8, 2021 Common Stock 5.83K $17.67 Direct F5
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -7.86K -16.07% $0.00 41.1K Dec 9, 2021 Common Stock 7.86K $17.67 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 420 shares acquired under the Avantor Employee Stock Purchase Plan.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.00 to $40.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.05 to $40.42, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F5 Reflects an initial grant of 54,745 stock options that vest in four equal installments beginning on February 21, 2021.