| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Wood Anthony J. | CEO and Chairman BOD, Director, 10%+ Owner | C/O ROKU, INC., 1173 COLEMAN AVE, SAN JOSE | /s/ Renee Strandness, attorney-in-fact | 2025-11-19 | 0001716837 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROKU | Class A Common Stock | Options Exercise | $0 | +20.9K | $0.00 | 20.9K | Nov 17, 2025 | Direct | ||
| transaction | ROKU | Class A Common Stock | Tax liability | -$798K | -8.24K | -39.36% | $96.89 | 12.7K | Nov 17, 2025 | Direct | F1 |
| holding | ROKU | Class A Common Stock | 2.75K | Nov 17, 2025 | Wood 2020 Nonexempt Irrevocable Trust | ||||||
| holding | ROKU | Class A Common Stock | 42.5K | Nov 17, 2025 | Wood 2020 Irrevocable Trust | ||||||
| holding | ROKU | Class A Common Stock | 65K | Nov 17, 2025 | The Anthony J. Wood 2024 Annuity Trust V-B | ||||||
| holding | ROKU | Class A Common Stock | 173K | Nov 17, 2025 | The Anthony J. Wood 2024 Annuity Trust V | ||||||
| holding | ROKU | Class A Common Stock | 143K | Nov 17, 2025 | The Anthony J. Wood 2025 Annuity Trust | ||||||
| holding | ROKU | Class A Common Stock | 81.4K | Nov 17, 2025 | The Anthony J. Wood 2025 Annuity Trust V-B |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -8.28K | -25% | $0.00 | 24.8K | Nov 17, 2025 | Class A Common Stock | 8.28K | Direct | F2, F3 | |
| transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -1.41K | -25% | $0.00 | 4.22K | Nov 17, 2025 | Class A Common Stock | 1.41K | Direct | F2, F4 | |
| transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -11.3K | -8.33% | $0.00 | 124K | Nov 17, 2025 | Class A Common Stock | 11.3K | Direct | F2, F5 |
| Id | Content |
|---|---|
| F1 | Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025. |
| F2 | Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| F3 | This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| F4 | This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025. |
| F5 | This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025. |