Gilbert Fuchsberg - 01 Mar 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
SVP, Corporate Development
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Mar 2023
Net transactions value
-$335,183
Form type
4
Filing time
03 Mar 2023, 18:32:22 UTC
Previous filing
05 Dec 2022
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +5,700 +17% $0.000000 38,345 01 Mar 2023 Direct
transaction ROKU Class A Common Stock Sale $200,777 -3,242 -8.5% $61.93 35,103 02 Mar 2023 Direct F1
transaction ROKU Class A Common Stock Sale $134,406 -2,089 -6% $64.34 33,014 03 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,389 -50% $0.000000 1,389 01 Mar 2023 Class A Common Stock 1,389 Direct F3, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -889 -17% $0.000000 4,445 01 Mar 2023 Class A Common Stock 889 Direct F3, F5
transaction ROKU Restricted Stock Unit Options Exercise $0 -2,542 -10% $0.000000 22,881 01 Mar 2023 Class A Common Stock 2,542 Direct F3, F6
transaction ROKU Restricted Stock Unit Options Exercise $0 -880 -50% $0.000000 880 01 Mar 2023 Class A Common Stock 880 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.
F2 Shares sold pursuant to the reporting person's 10b5-1 plan.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4 This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.
F5 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.
F6 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F7 This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.