Charles Collier - 01 Mar 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role: President, Roku Media
Signature: /s/ Renee Strandness, attorney-in-fact
Issuer symbol: ROKU
Transactions as of: 01 Mar 2023
Net transactions value: -$803,232
Form type: 4
Filing time: 03 Mar 2023, 18:30:40 UTC
Previous filing: 03 Feb 2023
Next filing: 05 Apr 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROKU	Class A Common Stock	Options Exercise	$0	+29,339	+14670%	$0.000000	29,539	01 Mar 2023	Direct
transaction	ROKU	Class A Common Stock	Sale	$803,232	-12,970	-44%	$61.93	16,569	02 Mar 2023	Direct	F1
holding	ROKU	Class A Common Stock						600	01 Mar 2023	Charles D. Collier Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROKU	Restricted Stock Unit	Options Exercise	$0	-29,339	-6.2%	$0.000000	440,097	01 Mar 2023	Class A Common Stock	29,339		Direct	F2, F3
transaction	ROKU	Employee Stock Option (right to buy)	Award	$0	+2,750		$0.000000	2,750	01 Mar 2023	Class A Common Stock	2,750	$63.64	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.
F2	Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3	This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
F4	This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.