Matthew C. Banks - 13 Dec 2022 Form 3 Insider Report for ROKU, INC (ROKU)

Role
VP, Corp Controller & CAO
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
13 Dec 2022
Net transactions value
$0
Form type
3
Filing time
20 Dec 2022, 17:48:58 UTC
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ROKU Common Stock 3,906 13 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ROKU Restricted Stock Unit 13 Dec 2022 Class A Common Stock 3,235 Direct F1, F5
holding ROKU Restricted Stock Unit 13 Dec 2022 Class A Common Stock 1,781 Direct F2, F5
holding ROKU Restricted Stock Unit 13 Dec 2022 Class A Common Stock 6,726 Direct F3, F5
holding ROKU Restricted Stock Unit 13 Dec 2022 Class A Common Stock 4,193 Direct F4, F5
holding ROKU Employee Stock Option (right to buy) 13 Dec 2022 Class A Common Stock 4,750 $74.15 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This RSU vests in sixteen substantially equal quarterly installments beginning on the vesting commencement date of 6/1/2021.
F2 This RSU vests in fifteen quarterly installments beginning on the vesting commencement date of 6/1/2022.
F3 This RSU vests in twelve quarterly installments beginning on the vesting commencement date of 6/1/2022.
F4 This RSU vests in four substantially equal quarterly installments beginning on the vesting commencement date of 6/1/2025.
F5 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F6 This stock option vests in twelve substantially equal monthly installments beginning on the vesting commencement date of 4/1/2025.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney