Matthew C. Banks - Dec 13, 2022 Form 3 Insider Report for ROKU, INC (ROKU)

Role
VP, Corp Controller & CAO
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Dec 13, 2022
Transactions value $
$0
Form type
3
Date filed
12/20/2022, 05:48 PM
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ROKU Common Stock 3.91K Dec 13, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ROKU Restricted Stock Unit Dec 13, 2022 Class A Common Stock 3.24K Direct F1, F5
holding ROKU Restricted Stock Unit Dec 13, 2022 Class A Common Stock 1.78K Direct F2, F5
holding ROKU Restricted Stock Unit Dec 13, 2022 Class A Common Stock 6.73K Direct F3, F5
holding ROKU Restricted Stock Unit Dec 13, 2022 Class A Common Stock 4.19K Direct F4, F5
holding ROKU Employee Stock Option (right to buy) Dec 13, 2022 Class A Common Stock 4.75K $74.15 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This RSU vests in sixteen substantially equal quarterly installments beginning on the vesting commencement date of 6/1/2021.
F2 This RSU vests in fifteen quarterly installments beginning on the vesting commencement date of 6/1/2022.
F3 This RSU vests in twelve quarterly installments beginning on the vesting commencement date of 6/1/2022.
F4 This RSU vests in four substantially equal quarterly installments beginning on the vesting commencement date of 6/1/2025.
F5 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F6 This stock option vests in twelve substantially equal monthly installments beginning on the vesting commencement date of 4/1/2025.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney