Charles Collier - 04 Nov 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
President, Roku Media
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
04 Nov 2022
Net transactions value
$0
Form type
4
Filing time
08 Nov 2022, 16:05:24 UTC
Previous filing
08 Nov 2022
Next filing
03 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +985,816 $0.000000 985,816 04 Nov 2022 Class A Common Stock 985,816 $49.59 Direct F1
transaction ROKU Restricted Stock Unit Award $0 +469,436 $0.000000 469,436 04 Nov 2022 Class A Common Stock 469,436 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option vests in 48 substantially equal monthly installments beginning on the vesting commencement date of 12/4/2022.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU was granted on 11/4/22 and vests in 16 substantially equal quarterly installments beginning on the vesting commencement date of 3/1/2023.