Charles Collier - Nov 4, 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
President, Roku Media
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Nov 4, 2022
Transactions value $
$0
Form type
4
Date filed
11/8/2022, 04:05 PM
Previous filing
Nov 8, 2022
Next filing
Feb 3, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +986K $0.00 986K Nov 4, 2022 Class A Common Stock 986K $49.59 Direct F1
transaction ROKU Restricted Stock Unit Award $0 +469K $0.00 469K Nov 4, 2022 Class A Common Stock 469K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option vests in 48 substantially equal monthly installments beginning on the vesting commencement date of 12/4/2022.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU was granted on 11/4/22 and vests in 16 substantially equal quarterly installments beginning on the vesting commencement date of 3/1/2023.