Gilbert Fuchsberg - 01 Sep 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
SVP, Corporate Development
Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Sep 2022
Transactions value $
-$215,413
Form type
4
Date filed
06 Sep 2022, 18:46
Previous filing
23 Aug 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +5.7K +19.12% $0.00 35.5K 01 Sep 2022 Direct
transaction ROKU Class A Common Stock Sale -$215K -3.22K -9.04% $66.94 32.4K 02 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -1.39K -24.99% $0.00 4.17K 01 Sep 2022 Class A Common Stock 1.39K Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -889 -12.5% $0.00 6.22K 01 Sep 2022 Class A Common Stock 889 Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -2.54K -8.33% $0.00 28K 01 Sep 2022 Class A Common Stock 2.54K Direct F2, F5
transaction ROKU Restricted Stock Unit Options Exercise $0 -880 -25% $0.00 2.64K 01 Sep 2022 Class A Common Stock 880 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2022.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in 4 substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in 12 substantially equal quarterly installments. The first installment vested on September 1, 2021.
F5 This RSU vests in 12 substantially equal quarterly installments. The first installment vested on September 1, 2022.
F6 This RSU vests in 4 substantially equal quarterly installments. The first installment vested on September 1, 2022.