Stephen H. Kay - 19 Aug 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
SVP General Counsel, Secretary
Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
19 Aug 2022
Net transactions value
$0
Form type
4
Filing time
23 Aug 2022, 21:25:05 UTC
Previous filing
03 Jun 2022
Next filing
06 Sep 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +59,371 $0.000000 59,371 19 Aug 2022 Class A Common Stock 59,371 $74.15 Direct F1
transaction ROKU Employee Stock Option (right to buy) Award $0 +19,790 $0.000000 19,790 19 Aug 2022 Class A Common Stock 19,790 $74.15 Direct F2
transaction ROKU Restricted Stock Unit Award $0 +25,814 $0.000000 25,814 19 Aug 2022 Class A Common Stock 25,814 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
F2 This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4 This RSU was granted on 8/19/22 and vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 9/1/2022.