Stephen H. Kay - Aug 19, 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
SVP General Counsel, Secretary
Signature
/s/ Christy Lillquist, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Aug 19, 2022
Transactions value $
$0
Form type
4
Date filed
8/23/2022, 09:25 PM
Previous filing
Jun 3, 2022
Next filing
Sep 6, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +59.4K $0.00 59.4K Aug 19, 2022 Class A Common Stock 59.4K $74.15 Direct F1
transaction ROKU Employee Stock Option (right to buy) Award $0 +19.8K $0.00 19.8K Aug 19, 2022 Class A Common Stock 19.8K $74.15 Direct F2
transaction ROKU Restricted Stock Unit Award $0 +25.8K $0.00 25.8K Aug 19, 2022 Class A Common Stock 25.8K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
F2 This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4 This RSU was granted on 8/19/22 and vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 9/1/2022.