Mustafa Ozgen - Jun 1, 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
SVP and GM of Account Acquisit
Signature
/s/ Christy Lillquist, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Jun 1, 2022
Transactions value $
-$468,545
Form type
4
Date filed
6/3/2022, 06:53 PM
Previous filing
Mar 3, 2022
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +9.99K $0.00 9.99K Jun 1, 2022 Direct
transaction ROKU Class A Common Stock Sale -$469K -5.02K -50.22% $93.41 4.97K Jun 2, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -9.99K -25% $0.00 30K Jun 1, 2022 Class A Common Stock 9.99K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2 This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019.