Mustafa Ozgen - 01 Jun 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Jun 2022
Net transactions value
-$468,545
Form type
4
Filing time
03 Jun 2022, 18:53:11 UTC
Previous filing
03 Mar 2022
Next filing
08 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +9,989 $0.000000 9,989 01 Jun 2022 Direct
transaction ROKU Class A Common Stock Sale $468,545 -5,016 -50% $93.41 4,973 02 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -9,989 -25% $0.000000 29,968 01 Jun 2022 Class A Common Stock 9,989 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2 This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019.