Scott A. Rosenberg - 01 Jun 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Jun 2022
Net transactions value
-$450,545
Form type
4
Filing time
03 Jun 2022, 18:51:47 UTC
Previous filing
03 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +4,849 +6.4% $0.000000 80,633 01 Jun 2022 Direct
transaction ROKU Class A Common Stock Sale $182,803 -1,957 -2.4% $93.41 78,676 02 Jun 2022 Direct F1
transaction ROKU Class A Common Stock Sale $267,741 -2,892 -3.7% $92.58 75,784 03 Jun 2022 Direct F2
holding ROKU Class A Common Stock 26,253 01 Jun 2022 Rosenberg 2021 Gift Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,849 -50% $0.000000 4,849 01 Jun 2022 Class A Common Stock 4,849 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2 Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
F3 This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.