Stephen H. Kay - 16 Aug 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role
SVP General Counsel, Secretary
Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
16 Aug 2021
Net transactions value
$0
Form type
4
Filing time
18 Aug 2021, 19:09:30 UTC
Previous filing
03 Jun 2021
Next filing
03 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +13,276 $0.000000 13,276 16 Aug 2021 Class A Common Stock 13,276 $356.58 Direct F1
transaction ROKU Restricted Stock Unit Award $0 +4,578 $0.000000 4,578 16 Aug 2021 Class A Common Stock 4,578 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 2/4/2024.
F2 This Award vests in four equal quarterly installments beginning on the vesting commencement date of 3/1/2024.