Scott A. Rosenberg - 16 Aug 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role
GM, Sr. VP Platform Business
Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
16 Aug 2021
Net transactions value
$0
Form type
4
Filing time
18 Aug 2021, 19:04:41 UTC
Previous filing
11 Aug 2021
Next filing
25 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +18,103 $0.000000 18,103 16 Aug 2021 Class A Common Stock 18,103 $356.58 Direct F1
transaction ROKU Restricted Stock Unit Award $0 +6,242 $0.000000 6,242 16 Aug 2021 Class A Common Stock 6,242 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 12/4/2023.
F2 This Award vests in four equal quarterly installments beginning on the vesting commencement date of 11/15/2023.