Mustafa Ozgen - 01 Jun 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role: SVP and GM of Account Acquisit
Signature: /s/ Christy Lillquist, attorney-in-fact
Issuer symbol: ROKU
Transactions as of: 01 Jun 2021
Net transactions value: -$3,360,345
Form type: 4
Filing time: 03 Jun 2021, 17:58:26 UTC
Next filing: 18 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROKU	Class A Common Stock	Options Exercise	$0	+9,989		$0.000000	9,989	01 Jun 2021	Direct
transaction	ROKU	Class A Common Stock	Sale	$1,722,293	-5,056	-51%	$340.64	4,933	02 Jun 2021	Direct	F1
transaction	ROKU	Class A Common Stock	Sale	$1,638,052	-4,933	-100%	$332.06	0	03 Jun 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROKU	Restricted Stock Unit	Options Exercise	$0	-9,989	-12%	$0.000000	69,925	01 Jun 2021	Class A Common Stock	9,989	$0.000000	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2	Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.
F3	This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019.