Amit Sinha - 07 Jul 2021 Form 4 Insider Report for Zscaler, Inc. (ZS)

Signature
/s/ Torrie Nute, by power of attorney
Issuer symbol
ZS
Transactions as of
07 Jul 2021
Net transactions value
-$3,804,311
Form type
4
Filing time
08 Jul 2021, 20:35:46 UTC
Previous filing
24 Jun 2021
Next filing
26 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZS Common Stock Sale $1,135,000 -5,000 -9.4% $227.00 48,000 07 Jul 2021 See Footnote F1
transaction ZS Common Stock Sale $1,135,000 -5,000 -9.4% $227.00 48,000 07 Jul 2021 See footnote F2
transaction ZS Common Stock Options Exercise $41,475 +7,000 +2.7% $5.92* 268,318 08 Jul 2021 Direct
transaction ZS Common Stock Sale $88,294 -400 -0.15% $220.74 267,918 08 Jul 2021 Direct F3, F4
transaction ZS Common Stock Sale $92,730 -417 -0.16% $222.37 267,501 08 Jul 2021 Direct F3, F5
transaction ZS Common Stock Sale $156,394 -700 -0.26% $223.42 266,801 08 Jul 2021 Direct F3, F6
transaction ZS Common Stock Sale $224,362 -1,000 -0.37% $224.36 265,801 08 Jul 2021 Direct F3, F7
transaction ZS Common Stock Sale $496,312 -2,200 -0.83% $225.60 263,601 08 Jul 2021 Direct F3, F8
transaction ZS Common Stock Sale $430,626 -1,900 -0.72% $226.65 261,701 08 Jul 2021 Direct F3, F9
transaction ZS Common Stock Sale $87,067 -383 -0.15% $227.33 261,318 08 Jul 2021 Direct F3, F10
holding ZS Common Stock 149,702 07 Jul 2021 See footnote F11
holding ZS Common Stock 82,375 07 Jul 2021 See Footnote F12
holding ZS Common Stock 82,374 07 Jul 2021 See Footnote F13
holding ZS Common Stock 48,000 07 Jul 2021 See Footnote F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZS Employee Stock Option (right to buy) Options Exercise $0 -7,000 -7.6% $0.000000 85,333 08 Jul 2021 Common Stock 7,000 $5.92 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
F2 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
F3 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.59 to $220.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.02 to $222.95, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.03 to $224.00, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.06 to $224.85, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.08 to $226.06, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.14 to $227.05, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.16 to $227.45, inclusive.
F11 The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
F12 The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
F13 The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
F14 The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
F15 One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.