Amit Sinha - Jun 24, 2021 Form 4 Insider Report for Zscaler, Inc. (ZS)

Role
President of R&D and CTO, Director
Signature
/s/ Torrie Nute, by power of attorney
Stock symbol
ZS
Transactions as of
Jun 24, 2021
Transactions value $
-$1,502,071
Form type
4
Date filed
6/24/2021, 09:58 PM
Previous filing
Jun 17, 2021
Next filing
Jul 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZS Common Stock Options Exercise $41.5K +7K +2.68% $5.93* 268K Jun 24, 2021 Direct
transaction ZS Common Stock Sale -$636K -2.9K -1.08% $219.56 265K Jun 24, 2021 Direct F1, F2
transaction ZS Common Stock Sale -$485K -2.2K -0.83% $220.80 263K Jun 24, 2021 Direct F1, F3
transaction ZS Common Stock Sale -$422K -1.91K -0.72% $221.61 261K Jun 24, 2021 Direct F1, F4
holding ZS Common Stock 150K Jun 24, 2021 See footnote F5
holding ZS Common Stock 82.4K Jun 24, 2021 See Footnote F6
holding ZS Common Stock 82.4K Jun 24, 2021 See Footnote F7
holding ZS Common Stock 48K Jun 24, 2021 See Footnote F8
holding ZS Common Stock 53K Jun 24, 2021 See footnote F9
holding ZS Common Stock 53K Jun 24, 2021 See Footnote F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZS Employee Stock Option (right to buy) Options Exercise $0 -7K -7.05% $0.00 92.3K Jun 25, 2021 Common Stock 7K $5.93 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.16 to $220.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
F3 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $220.19 to $221.16, inclusive.
F4 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $221.22 to $222.03, inclusive.
F5 The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
F6 The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
F7 The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
F8 The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
F9 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
F10 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
F11 One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.