Juergen Nowicki - Apr 6, 2023 Form 4 Insider Report for LINDE PLC (LIN)

Signature
Anthony M. Pepper as attorney-in-fact
Stock symbol
LIN
Transactions as of
Apr 6, 2023
Transactions value $
-$3,395,283
Form type
4
Date filed
3/13/2024, 09:33 PM
Previous filing
Mar 13, 2023
Next filing
Mar 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +3.77K +54.48% $0.00 10.7K Apr 6, 2023 Direct F1
transaction LIN Ordinary Shares Tax liability -$685K -1.93K -18.02% $355.44 8.76K Apr 6, 2023 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +2.04K +23.28% $0.00 10.8K Apr 6, 2023 Direct F1
transaction LIN Ordinary Shares Tax liability -$371K -1.04K -9.65% $355.44 9.76K Apr 6, 2023 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +1.26K +12.91% $0.00 11K Apr 6, 2023 Direct F3
transaction LIN Ordinary Shares Tax liability -$229K -644 -5.84% $355.44 10.4K Apr 6, 2023 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +4.75K +45.77% $0.00 15.1K Mar 11, 2024 Direct F4
transaction LIN Ordinary Shares Tax liability -$1.12M -2.43K -16.04% $462.55 12.7K Mar 11, 2024 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +2.6K +20.47% $0.00 15.3K Mar 11, 2024 Direct F4
transaction LIN Ordinary Shares Tax liability -$614K -1.33K -8.68% $462.55 14K Mar 11, 2024 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +1.59K +11.34% $0.00 15.6K Mar 11, 2024 Direct F5
transaction LIN Ordinary Shares Tax liability -$374K -810 -5.2% $462.55 14.7K Mar 11, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Performance Share Units Award $0 +3.77K $0.00 3.77K Apr 6, 2023 Ordinary Shares 3.77K Direct F6
transaction LIN Performance Share Units Options Exercise $0 -3.77K -100% $0.00* 0 Apr 6, 2023 Ordinary Shares 3.77K Direct F6
transaction LIN Performance Share Units Award $0 +2.04K $0.00 2.04K Apr 6, 2023 Ordinary Shares 2.04K Direct F7
transaction LIN Performance Share Units Options Exercise $0 -2.04K -100% $0.00* 0 Apr 6, 2023 Ordinary Shares 2.04K Direct F7
transaction LIN Restricted Stock Units Options Exercise $0 -1.26K -100% $0.00* 0 Apr 6, 2023 Ordinary Shares 1.26K Direct F8
transaction LIN Performance Share Units Award $0 +4.75K $0.00 4.75K Mar 11, 2024 Ordinary Shares 4.75K Direct F9
transaction LIN Performance Share Units Options Exercise $0 -4.75K -100% $0.00* 0 Mar 11, 2024 Ordinary Shares 4.75K Direct F9
transaction LIN Performance Share Units Award $0 +2.6K $0.00 2.6K Mar 11, 2024 Ordinary Shares 2.6K Direct F10
transaction LIN Performance Share Units Options Exercise $0 -2.6K -100% $0.00* 0 Mar 11, 2024 Ordinary Shares 2.6K Direct F10
transaction LIN Restricted Stock Units Options Exercise $0 -1.59K -100% $0.00* 0 Mar 11, 2024 Ordinary Shares 1.59K Direct F14
holding LIN Restricted Stock Units 1.29K Apr 6, 2023 Ordinary Shares 1.29K Direct F11
holding LIN Restricted Stock Units 1.41K Apr 6, 2023 Ordinary Shares 1.41K Direct F12
holding LIN Restricted Stock Units 1.3K Apr 6, 2023 Ordinary Shares 1.3K Direct F13
holding LIN Stock Options (right to buy) 8.34K Apr 6, 2023 Ordinary Shares 8.34K $465.29 Direct F15
holding LIN Stock Options (right to buy) 9.28K Apr 6, 2023 Ordinary Share 9.28K $354.14 Direct F16, F17
holding LIN Stock Options (right to buy) 11.3K Apr 6, 2023 Ordinary Shares 11.3K $270.99 Direct F16, F18
holding LIN Stock Options (right to buy) 16.7K Apr 6, 2023 Ordinary Shares 16.7K $253.68 Direct F19
holding LIN Stock Options (right to buy) 1.62K Apr 6, 2023 Ordinary Shares 1.62K $176.63 Direct F20, F21
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ordinary shares acquired pursuant to the payout of a performance share unit ("PSU") grant made on April 1, 2020.
F2 Ordinary shares withheld from the payout to cover tax withholdings.
F3 Ordinary shares acquired pursuant to the payout of a restricted stock unit grant made on April 1, 2020.
F4 Ordinary shares acquired pursuant to the payout of a performance share unit ("PSU") grant made on March 8, 2021.
F5 Ordinary shares acquired pursuant to the payout of a restricted stock unit grant made on March 8, 2021.
F6 The PSU paid out on April 6, 2023 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2020-2022 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F7 The PSU paid out on April 6, 2023 and the number of shares awarded and paid out was determined based upon the average annual total shareholder return ("TSR") of Linde plc from 2020-2022 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F8 Restricted Stock Units that vested in full and paid out on April 6, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F9 The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2021-2023 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F10 The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual total shareholder return ("TSR") of Linde plc from 2021-2023 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F11 Restricted Stock Units that will vest in full and payout on or about March 7, 2027 in Linde plc Ordinary Shares on a one-for-one basis.
F12 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F13 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F14 Restricted Stock Units that paid out on March 11, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F15 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2025.
F16 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F17 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F18 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F19 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F20 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders
F21 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.