Juergen Nowicki - Mar 10, 2023 Form 4 Insider Report for LINDE PLC (LIN)

Signature
Anthony M. Pepper, Attorney-in-Fact
Stock symbol
LIN
Transactions as of
Mar 10, 2023
Transactions value $
-$361,832
Form type
4
Date filed
3/13/2023, 12:51 PM
Previous filing
Mar 9, 2023
Next filing
Mar 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +365 +6.16% $0.00 6.29K Mar 10, 2023 Direct F1, F2
transaction LIN Ordinary Shares Tax liability -$64.7K -187 -2.97% $345.92 6.1K Mar 10, 2023 Direct F1, F3
transaction LIN Ordinary Shares Options Exercise $0 +1.09K +17.87% $0.00 7.19K Mar 10, 2023 Direct F1, F4
transaction LIN Ordinary Shares Tax liability -$193K -557 -7.75% $345.92 6.63K Mar 10, 2023 Direct F1, F3
transaction LIN Ordinary Shares Options Exercise $0 +590 +8.9% $0.00 7.22K Mar 10, 2023 Direct F1, F5
transaction LIN Ordinary Shares Tax liability -$104K -302 -4.18% $345.92 6.92K Mar 10, 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Performance Share Units Award $0 +1.09K $0.00 1.09K Mar 10, 2023 Ordinary Shares 1.09K $0.00 Direct F1, F4
transaction LIN Performance Share Units Options Exercise $0 -1.09K -100% $0.00* 0 Mar 10, 2023 Ordinary Shares 1.09K $0.00 Direct F1, F4
transaction LIN Performance Share Units Award $0 +590 $0.00 590 Mar 10, 2023 Ordinary Shares 590 $0.00 Direct F1, F5
transaction LIN Performance Share Units Options Exercise $0 -590 -100% $0.00* 0 Mar 10, 2023 Ordinary Shares 590 $0.00 Direct F1, F5
transaction LIN Restricted Stock Units Options Exercise $0 -365 -100% $0.00* 0 Mar 10, 2023 Ordinary Shares 365 $0.00 Direct F1, F2
holding LIN Restricted Stock Units 1.41K Mar 10, 2023 Ordinary Shares 1.41K Direct F1, F6
holding LIN Restricted Stock Units 1.3K Mar 10, 2023 Ordinary Shares 1.3K Direct F1, F7
holding LIN Restricted Stock Units 1.59K Mar 10, 2023 Ordinary Shares 1.59K Direct F1, F8
holding LIN Restricted Stock Units 1.26K Mar 10, 2023 Ordinary Shares 1.26K Direct F1, F9
holding LIN Stock Options (right to buy) 9.28K Mar 10, 2023 Ordinary Share 9.28K $354.14 Direct F1, F10
holding LIN Stock Options (right to buy) 11.3K Mar 10, 2023 Ordinary Shares 11.3K $270.99 Direct F1, F11
holding LIN Stock Options (right to buy) 16.7K Mar 10, 2023 Ordinary Shares 16.7K $253.68 Direct F1, F12
holding LIN Stock Options (right to buy) 1.62K Mar 10, 2023 Ordinary Shares 1.62K $176.63 Direct F1, F13
holding LIN Stock Options (right to buy) 2.95K Mar 10, 2023 Ordinary Shares 2.95K $173.13 Direct F1, F14
holding LIN Stock Options (right to buy) 10.2K Mar 10, 2023 Ordinary Shares 10.2K $173.13 Direct F1, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2 Shares of common stock acquired pursuant to the payout of a restricted stock unit grant made on March 9,2020.
F3 Shares of common stock withheld from the payout to cover tax withholdings.
F4 The PSU paid out on March 10, 2023 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2020-2022 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F5 The PSU paid out on March 10, 2023 and the number of shares awarded and paid out was determined based upon the total shareholder return ("TSR") of Linde plc from 2020-2022 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F6 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F7 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F8 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F9 Restricted Stock Units that will vest in full and payout on or about April 1, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F10 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F11 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F13 This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F14 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F15 This option vests over three years in three consecutive equal annual installments beginning on April 1, 2020.