Juergen Nowicki - 10 Mar 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Executive VP, Engineering
Signature
Anthony M. Pepper, Attorney-in-Fact
Issuer symbol
LIN
Transactions as of
10 Mar 2023
Net transactions value
-$361,832
Form type
4
Filing time
13 Mar 2023, 12:51:05 UTC
Previous filing
09 Mar 2023
Next filing
13 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +365 +6.2% $0.000000 6,286 10 Mar 2023 Direct F1, F2
transaction LIN Ordinary Shares Tax liability $64,687 -187 -3% $345.92 6,099 10 Mar 2023 Direct F1, F3
transaction LIN Ordinary Shares Options Exercise $0 +1,090 +18% $0.000000 7,189 10 Mar 2023 Direct F1, F4
transaction LIN Ordinary Shares Tax liability $192,677 -557 -7.7% $345.92 6,632 10 Mar 2023 Direct F1, F3
transaction LIN Ordinary Shares Options Exercise $0 +590 +8.9% $0.000000 7,222 10 Mar 2023 Direct F1, F5
transaction LIN Ordinary Shares Tax liability $104,468 -302 -4.2% $345.92 6,920 10 Mar 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Performance Share Units Award $0 +1,090 $0.000000 1,090 10 Mar 2023 Ordinary Shares 1,090 $0.000000 Direct F1, F4
transaction LIN Performance Share Units Options Exercise $0 -1,090 -100% $0.000000* 0 10 Mar 2023 Ordinary Shares 1,090 $0.000000 Direct F1, F4
transaction LIN Performance Share Units Award $0 +590 $0.000000 590 10 Mar 2023 Ordinary Shares 590 $0.000000 Direct F1, F5
transaction LIN Performance Share Units Options Exercise $0 -590 -100% $0.000000* 0 10 Mar 2023 Ordinary Shares 590 $0.000000 Direct F1, F5
transaction LIN Restricted Stock Units Options Exercise $0 -365 -100% $0.000000* 0 10 Mar 2023 Ordinary Shares 365 $0.000000 Direct F1, F2
holding LIN Restricted Stock Units 1,405 10 Mar 2023 Ordinary Shares 1,405 Direct F1, F6
holding LIN Restricted Stock Units 1,300 10 Mar 2023 Ordinary Shares 1,300 Direct F1, F7
holding LIN Restricted Stock Units 1,585 10 Mar 2023 Ordinary Shares 1,585 Direct F1, F8
holding LIN Restricted Stock Units 1,260 10 Mar 2023 Ordinary Shares 1,260 Direct F1, F9
holding LIN Stock Options (right to buy) 9,275 10 Mar 2023 Ordinary Share 9,275 $354.14 Direct F1, F10
holding LIN Stock Options (right to buy) 11,270 10 Mar 2023 Ordinary Shares 11,270 $270.99 Direct F1, F11
holding LIN Stock Options (right to buy) 16,685 10 Mar 2023 Ordinary Shares 16,685 $253.68 Direct F1, F12
holding LIN Stock Options (right to buy) 1,620 10 Mar 2023 Ordinary Shares 1,620 $176.63 Direct F1, F13
holding LIN Stock Options (right to buy) 2,947 10 Mar 2023 Ordinary Shares 2,947 $173.13 Direct F1, F14
holding LIN Stock Options (right to buy) 10,187 10 Mar 2023 Ordinary Shares 10,187 $173.13 Direct F1, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2 Shares of common stock acquired pursuant to the payout of a restricted stock unit grant made on March 9,2020.
F3 Shares of common stock withheld from the payout to cover tax withholdings.
F4 The PSU paid out on March 10, 2023 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2020-2022 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F5 The PSU paid out on March 10, 2023 and the number of shares awarded and paid out was determined based upon the total shareholder return ("TSR") of Linde plc from 2020-2022 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F6 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F7 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F8 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F9 Restricted Stock Units that will vest in full and payout on or about April 1, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F10 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F11 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F13 This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F14 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F15 This option vests over three years in three consecutive equal annual installments beginning on April 1, 2020.