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Signature
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/s/ Lewis O. Wilks
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Stock symbol
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UGRO
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Transactions as of
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Apr 1, 2019
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Transactions value $
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$25,000
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Form type
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4
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Date filed
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5/22/2023, 06:10 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+17.2K |
+51.28% |
$0.00 |
50.8K |
Jun 15, 2022 |
Direct |
F1 |
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+8.52K |
+35.46% |
$0.00 |
32.5K |
May 27, 2021 |
Direct |
F2 |
| transaction |
UGRO |
Common Stock |
Purchase |
$25K |
+2.5K |
+11.61% |
$10.00* |
24K |
Feb 17, 2021 |
Direct |
|
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+16.3K |
+307.94% |
$0.00 |
21.5K |
May 28, 2020 |
Direct |
F3 |
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+5.28K |
|
$0.00 |
5.28K |
Jan 1, 2020 |
Direct |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UGRO |
Common Stock Options |
Award |
$0 |
+5K |
+30% |
$0.00 |
21.7K |
Apr 19, 2019 |
Common Stock |
5K |
$7.20 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: