-
Signature
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/s/ Lewis O. Wilks
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Issuer symbol
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UGRO
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Transactions as of
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01 Apr 2019
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Net transactions value
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+$25,000
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Form type
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4
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Filing time
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22 May 2023, 06:10:29 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+17,204 |
+51% |
$0.000000 |
50,751 |
15 Jun 2022 |
Direct |
F1 |
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+8,520 |
+35% |
$0.000000 |
32,547 |
27 May 2021 |
Direct |
F2 |
| transaction |
UGRO |
Common Stock |
Purchase |
$25,000 |
+2,500 |
+12% |
$10.00* |
24,027 |
17 Feb 2021 |
Direct |
|
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+16,250 |
+308% |
$0.000000 |
21,527 |
28 May 2020 |
Direct |
F3 |
| transaction |
UGRO |
Restricted Common Stock Award ("RSA") (subject to vesting) |
Award |
$0 |
+5,277 |
|
$0.000000 |
5,277 |
01 Jan 2020 |
Direct |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UGRO |
Common Stock Options |
Award |
$0 |
+5,000 |
+30% |
$0.000000 |
21,667 |
19 Apr 2019 |
Common Stock |
5,000 |
$7.20 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: