Lewis O Wilks - 31 Aug 2018 Form 3 Insider Report for urban-gro, Inc. (UGRO)

Role: Director
Signature: /s/ Lewis Wilks, by Nelson Mullins Riley & Scarborough LLP with Power of Attorney
Issuer symbol: UGRO
Transactions as of: 31 Aug 2018
Net transactions value: $0
Form type: 3
Filing time: 31 May 2022, 16:15:54 UTC
Next filing: 22 May 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	UGRO	Common Stock Options							31 Aug 2018	Common Stock	16,667	$7.20	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reporting Person was granted an option by the Issuer to acquire up to 100,000 shares (16,667 shares after giving effect to the 1-for-6 reverse stock split effected December 31, 2020 (the "Reverse Stock Split")) of the Common Stock of the Issuer, one-third exercisable on the anniversary date of the Reporting Person's appointment as a Director of the Issuer (or 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2019, 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2020 and 33,334 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2021), at an exercise price of $1.20 per share ($7.20 per share after giving effect to the Reverse Stock Split), provided Reporting Person remains and is a Director of the Issuer on each such anniversary date.

Content

Reporting Person was granted an option by the Issuer to acquire up to 100,000 shares (16,667 shares after giving effect to the 1-for-6 reverse stock split effected December 31, 2020 (the "Reverse Stock Split")) of the Common Stock of the Issuer, one-third exercisable on the anniversary date of the Reporting Person's appointment as a Director of the Issuer (or 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2019, 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2020 and 33,334 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2021), at an exercise price of $1.20 per share ($7.20 per share after giving effect to the Reverse Stock Split), provided Reporting Person remains and is a Director of the Issuer on each such anniversary date.