| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NMFC | Common Stock | Purchase | $197,194 | +15,000 | +67% | $13.15 | 37,423 | 16 Sep 2021 | Direct | |
| holding | NMFC | Common Stock | 18,000 | 16 Sep 2021 | Spouse as Exec Est of Henry K Ochs |